Securities and Exchange Commission

Results: 36084



#Item
271Economy / Finance / Money / Options Clearing Corporation / Financial markets / Futures exchange / Bank / Option / Futures contract / Derivative / Central Counterparty Clearing

Highlights RISK AND CONTROL IMPROVEMENTS SEC Approves OCC Capital Plan The U.S. Securities and Exchange Commission (SEC) approved OCC’s capital plan and issued an order discontinuing the automatic stay that r

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Source URL: www.theocc.com

Language: English - Date: 2016-07-23 12:34:55
272Finance / Economy / SEC filings / Money / Stock market / U.S. Securities and Exchange Commission / Equity securities / Corporate finance / Securities Act / Stock / Regulation S-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT

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Source URL: www.mediageneral.com

Language: English - Date: 2016-07-26 07:35:17
273Finance / Economy / Money / Financial markets / Order / BATS Global Markets / Securities Exchange Act / Algorithmic trading / Futures contract / Market liquidity / Short / U.S. Securities and Exchange Commission

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-05-03 14:51:07
274Economy / Stock market / Finance / Financial crimes / Corruption / 73rd United States Congress / U.S. Securities and Exchange Commission / Insider trading / Securities Exchange Act / Security / Investment Advisers Act / Bank

Sound Mind Financial Planning, LLC www.soundmindfp.com Code of Ethics Pursuant to:

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Source URL: www.soundmindfp.com

Language: English - Date: 2014-09-24 16:01:35
275Finance / Money / Economy / U.S. Securities and Exchange Commission / 73rd United States Congress / Financial markets / Stock market / United States securities law / Regulation D / Securities Act / Security / Securities Exchange Act

RULE 2.04 Title 1: Secretary of State Part 14: Securities - Securities Regulation Part 14 Chapter 2: Notice Filing and Registration of Securities Rule 2.04 Invest Mississippi Crowdfunding Simplified Registration Statemen

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Source URL: www.sos.ms.gov

Language: English - Date: 2016-01-14 10:16:24
276Economy / Finance / Money / Self-regulatory organizations / United States securities law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / Broker-dealer / Arbitration / Arbitral tribunal

Federal Register / Vol. 78, NoWednesday, April 10, Notices obligations. The Exchange does not believe that removing this functionality will disincentivize Market Makers from posting more aggressive quotes.

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
277Finance / Money / Economy / 76th United States Congress / Corporate crime / U.S. Securities and Exchange Commission / United States corporate law / Conflict of interest / Regulatory compliance / Investment Company Act / Janus Capital Group / Financial adviser

JANUS INVESTMENT FUND JANUS ASPEN SERIES (EACH SERIES THEREOF A “FUND”) FUND CODE OF ETHICS FOR PRINCIPAL EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICERS

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Source URL: 17eb94422c7de298ec1b-8601c126654e9663374c173ae837a562.ssl.cf1.rackcdn.com

Language: English - Date: 2015-05-11 12:13:38
278Finance / Economy / Money / Stock market / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial markets / Securities Exchange Act / Securities regulation in the United States / Market maker / Futures contract / Security

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-01 10:30:07
279U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings / Corporate governance / Government / United States

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-03 14:49:39
280Economy / U.S. Securities and Exchange Commission / Business / 73rd United States Congress / Securities Act / Forward-looking statement / Government procurement in the United States / SEC Rule 144A / Tax / Mergers and acquisitions / Finance

2016 Interim results 2 August 2016 Interim Full yearresults

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Source URL: www.meggittinvestors.com

Language: English - Date: 2016-08-02 03:52:17
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